Free MiFID Workshop

Wednesday, 24 April 2024
9am - 10.30am
Qomply
Holborn Gate, 330 High Holborn
London WC1V 7QT, UK 

Overview

With the recent increase in regulatory activity around transaction reporting, Qomply's MiFID workshop will see former FCA regulator, Sophia Fulugunya and Qomply's Michelle Zak discuss areas that are attracting regulatory attention, common MiFID pain points, industry conventions and how to successfully manage a remediation project.

This FREE interactive workshop - covered by Chatham House rule - empowers participants to discuss their MiFID transaction reporting pain points in an intimate and collegial setting.

"Learn from peers" in a session that encourages the exchange of knowledge and practical approaches.

Agenda

9am - Registration and breakfast
9.30am to 10.30am - Workshop
10.30am to 11am - Optional networking

Location

Qomply
Holborn Gate
330 High Holborn
London WC1V 7QT, UK

Places are extremely limited, and we request that you only reserve a space if you are certain you are able to intend.

This workshop is free and open to direct, financial marketing participants.

If you cannot see a registration form above, please send an email to info@qomply.co.uk

Qomply - Peace of Mind. Delivered.

Hosts

Sophia Fulugunya, Qomply

Sophia Fulugunya
Director Transaction Reporting
Qomply

Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Michelle Zak, Qomply

Michelle Zak
Managing Director
Qomply

Michelle served as Chief Operating Officer at Kyte Broking/Market Securities where she drove the MiFID II implementation. Having helped establish two OTF Trading Venues, Michelle possesses extensive expertise in MiFID and EMIR implementation and is well-versed in the complex transaction reporting requirements of firms operating cross-jurisdictional arrangements.

Over the course of her career, Michelle held various senior leadership positions within investment banking. Having degrees in Mathematics and Computer Science, Michelle spent several years implementing quantitative trading strategies on the trading floor within the investment banking divisions of BNP Paribas and UBS.

 

Rely on Qomply

About Qomply

Qomply helps firms navigate the complex arena of regulatory compliance.

With companies increasingly counting the financial and reputational cost of inaccurate reporting, there is a sector-wide need for reliable quality assurance. Using automated, granular analysis tools, Qomply’s unparalleled accuracy means that firms can get their reporting right the first time.

By offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology, choosing from a menu to suit all appetites.

For more information, please contact Qomply, on +44 (0) 20 8242 4789 or info@qomply.co.uk

Follow Qomply on social media on Twitter (https://twitter.com/QomplyRegTools) and LinkedIn (https://www.linkedin.com/company/qomply/)

Let's Get In Touch!

Want to know more or just want to phone us up for a chat?

+44 (0)20 8242 4789

info@qomply.co.uk

Qomply

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Qomply is the trading name of Qomply Limited and is a private limited company registered in England and Wales with registered number 12082474, VAT Number 357 7105 86 and registered address: 133-137 Fetter Lane, London, EC4A 1BF, UK.