MiFID II WEBINAR:

RTS 22: Key Challenges & The Impact of DP24/2

Thursday 12 June, 2025
11am - 12pm

Join us for a discussion focusing on the key areas of RTS 22 transaction reporting where firms continue to face difficulties, and how the FCA’s recent discussion paper (DP24/2) may affect these areas.

Despite being well established, RTS 22 reporting still raises important questions, particularly around the use of INTC, how firms apply the transmission of order indicator, and the correct identification of execution and investment decision makers. The FCA’s proposals in DP24/2 aim to improve accuracy and reduce confusion in these areas. We will also review key lessons from the first, and so far only, RTS 22 fine issued in January 2025.

We will discuss:

  • Areas of RTS 22 reporting that remain unclear or are applied inconsistently
  • What DP24/2 proposes, and what this could mean for firms' current reporting practices
  • How firms can prepare for potential changes
  • Lessons learnt from the recent enforcement action
  • Practical steps to strengthen reporting controls and data quality

This event is ideal for professionals working in compliance, regulatory operations, and data reporting.

webinar mifid ii deep dive

By submitting this request, I agree to receive email communications from Qomply to confirm my registration and send subsequent emails. I also agree to have my data shared with Bovill Newgate who are participating in the event.

Hosts

Sophia Fulugunya, Qomply

Sophia Fulugunya
Director Transaction Reporting
Qomply

Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Linh Nguyen, Bovill Newgate

Linh Nguyen
Principal Consultant - Capital Markets
Bovill Newgate

Linh Nguyen is a Principal Consultant in the Capital Markets practice at Bovill Newgate. She manages the day-to-day advisory on transaction reporting matters and provides specialist advice and support to clients on remediation projects.

Prior to joining Bovill Newgate, Linh spent 15 years as in-house Compliance Officer at tier 1 investment banks, honing her skills and knowledge in a wide range of areas within Compliance. She brings a wealth of experience in translating regulatory requirements into meaningful and pragmatic solutions.

Rely on Qomply

About Qomply

Qomply helps firms navigate the complex arena of regulatory compliance.

With companies increasingly counting the financial and reputational cost of inaccurate reporting, there is a sector-wide need for reliable quality assurance. Using automated, granular analysis tools, Qomply’s unparalleled accuracy means that firms can get their reporting right the first time.

By offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology, choosing from a menu to suit all appetites.

For more information, please contact Qomply, on +44 (0) 20 8242 4789 or info@qomply.co.uk

Follow Qomply on social media on Twitter (https://twitter.com/QomplyRegTools) and LinkedIn (https://www.linkedin.com/company/qomply/)

Let's Get In Touch!

Want to know more or just want to phone us up for a chat?

+44 (0)20 8242 4789

info@qomply.co.uk

Qomply

© Copyright 2025 Qomply

Qomply is the trading name of Qomply Limited and is a private limited company registered in England and Wales with registered number 12082474, VAT Number 357 7105 86 and registered address: 133-137 Fetter Lane, London, EC4A 1BF, UK.