WEBINAR: Transaction Reporting Governance

As firms work to keep pace with regulatory developments, the need for strong governance in transaction reporting has never been greater. In this Qomply webinar, Sophia Fulugunya will explore how firms can design and maintain effective oversight structures that promote transparency, accountability, and compliance excellence.

This session will provide practical insights on:

• Establishing clear ownership and accountability for transaction reporting
• Designing governance models that enable effective assurance and oversight
• Leveraging management information (MI) and metrics to strengthen control frameworks
• Applying lessons from recent enforcement actions and supervisory findings

Whether you’re part of compliance, operations, or senior management, this session will equip you with the tools and strategies to build governance frameworks that not only meet regulatory expectations but also enhance operational resilience.

Join us for this focused and practical session on embedding robust governance practices at the core of your transaction reporting function.

This event is only open to direct, financial market participants.

REGISTER FOR FREE NOW