MiFID II DEEP DIVE

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In the absence of detailed regulatory guidance, firms are expected to rely on established Market Conventions to meet MiFID reporting obligations.

In addition to conventions, industry Best Practices play a critical role in ensuring data quality.

This guide distills some of the most relevant conventions and practices to help improve the accuracy and integrity of your firm’s reporting.

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Led by former-FCA regulator Sophia Fulugunya, Qomply’s CPD accredited MiFID II Transaction Reporting 101 Training provides participants with a strong understanding of the transaction reporting requirements for MiFID investment firms.