BDO

Financial Services Advisory

BDO’s global organisation extends across 167 countries and territories, with 88,120 people working out of 1,617 offices – and they’re all working towards one goal: to provide our clients with exceptional service.

BDO firms across the organisation cooperate closely and comply with consistent operating principles and quality standards.

BDO's Financial Services Advisory team provides consultative problem solving together with core regulatory, governance, internal audit and risk management services to meet the needs of your business. The BDO team combines skills and experience from industry and regulatory backgrounds, providing robust and proportionate advice to clients.

Featured Services

Regulatory compliance

Provide advice on regulatory change and implementation projects including the Senior Managers & Certification Regime (SMCR), PSD II, financial crime & prudential regulatory requirements (including ICAAPs & ILAAPs). Experience ranges from providing applications and authorisation support, to supporting clients as a retained regulatory service.

Skilled persons reviews

BDO has been appointed to the Panel in respect of Skilled Person Lots A to J. The team have the experience and capability to undertake the review to a high standard. The BDO team also provide expertise and support when firms are being requested by the regulator to take voluntary action in respect of a firm’s core business areas or critical support functions (including VREQs).

Authorisations

Authorisations team provides tailored assistance with regulatory applications, as well as applications for approval of individuals, variations of permission, changes in controller and waivers. Assist with the consutruction of the application pack, all associated forms and relevant documents and can help with any Regulator queries.

Regulatory reporting & outsourcing

Provide calculations of regulatory requirements within management reporting packs, assist with completion of financial regulatory reports and supporting calculations required under BIPRU and IPRU (INV), and complete regulatory returns for CRD IV, CRD V and CRD for investment firms

Contact BDO

Richard Barnwell

Partner

London

Qomply is the trading name of Qomply Limited and is a private limited company registered in England and Wales with registered number 12082474, VAT Number 357 7105 86 and registered address: 133-137 Fetter Lane, London, EC4A 1BF, UK.