Qomply Hosts MiFID Insights Breakfast Roundtable
Thursday, 2 November 2023
8.30am-10.30am
One Moorgate Place, City of London
Qomply is pleased to introduce Sophia Fulugunya, formerly a member of the UK Financial Conduct Authority (FCA) Markets Reporting Team (MRT), who has recently joined Qomply as the Director of Transaction Reporting.
With extensive experience on the front lines of transaction reporting, Sophia will be sharing her insights into the persistent challenges firms face in MiFID reporting. Additionally, she will provide valuable guidance on best practices for engaging with regulators and effectively managing successful remediation projects.
Topics include
1. Problematic Areas of MiFID Reporting
2. Effective Interaction with Regulators: Setting Expectations, Communication, Timelines, and the Right Level of Contact
3. Managing Multiple Remediations
4. Expectations for Good Governance
This session is open to direct market participants and industry practitioners.
Qomply’s breakfast roundtable will be held at the beautiful grade-II listed One Moorgate Place in the heart of the City of London.
Michelle Zak, from Qomply, will not only moderate the session but also add context to some of the issues that continue to challenge firms. She will share her insights gained from overseeing a technology company that checks the accuracy of billions of transactions a year.
Places are extremely limited and we request that you only reserve a space if you are certain you are able to attend.
This event is both in-person and livestreamed.
In the event you are unable to attend this roundtable, we invite you to explore our other upcoming events.
Sophia Fulugunya
Director of Transaction Reporting, Qomply
Sophia spent years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team.
Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.
After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.
Register Now for In-Person Event
Thursday, 02 November 2023
8.30am-10.30am
If you cannot attend in-person, please register for live stream webinar here.
Michelle Zak
Managing Director, Qomply
Prior to establishing Qomply, Michelle served as the Chief Operating Officer at Kyte Broking/Market Securities, a globally recognized mid-size financial firm. During her tenure, she played a pivotal role in spearheading the successful implementation of MiFID II within the organization.
Over her career, Michelle held various senior leadership positions within investment banking. She previously worked for BNP Paribas and UBS investment banking divisions where she was responsible for overseeing the implementation of quantitative trading strategies for teams on the credit derivatives trading floors.
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Michelle Zak will host Qomply’s breakfast roundtable at the beautiful grade-II listed One Moorgate Place in the heart of the City of London.
Michelle will not only moderate the session but also add context to some of the issues that continue to challenge firms. She will share her insights gained from overseeing a technology company that checks the accuracy of billions of transactions a year.
Places are extremely limited and we request that you only reserve a space if you are certain you are able to attend.
For those unable to attend in-person, the event will be livestreamed. Please register for live stream webinar here.
